Spence Asset Management champions independent and autonomous thinking. Our firm’s culture is characterized by significant employee co-investment in our products and a long history of investment team continuity. A diverse set of clients and the ability to draw from their business experience gives us a unique competitive advantage. These attributes coupled with an unwavering investment philosophy has resulted in a proven track record.
We are an excellent alternative to traditional Wall Street managers.
Copyright © 2010 Spence Asset Management. All Rights Reserved.
Spence Asset Management is not affiliated with Cambridge Investment Research, Inc. although associates or employees of Spence Asset Management may be Registered Representatives of Cambridge Investment Research, Inc. Securities are offered through Cambridge Investment Research, Inc. Member FINRA and SIPC. Investment Advisory services are offered through Spence Asset Management, a Federally Registered Investment Adviser.
Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the Spence Asset Management website to individuals residing in states where we are currently registered. If you are not a resident of any of the states in which Spence Asset Management is registered and would like to obtain additional information please contact Spence Asset Management at info@spenceassetmanagement.com. For institutional asset management inquiries, Spence Asset Management is an SEC Registered Investment Advisor and conducts business in all fifty states.
Spence Asset Management (Registered Investment Adviser), Cambridge Investment Research, Inc. (Registered Broker/Dealer), or an agent of either may only transact business in a state if first registered, excluded, or exempted from state broker-dealer, investment adviser, broker-dealer agent or Investment Adviser agent registration requirements; follow-up and/or individualized responses to persons in a state by any of the above that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation will not be made absent compliance with state broker-dealer, investment adviser, broker-dealer agent or investment adviser agent registration requirements, or an applicable exemption or exclusion.
Investment Advisory Services offered through IAR's of Spence Asset Management, a Registered Investment Adviser to all residents of the United States.
Securities offered through Registered Representatives of Cambridge Investment Research, Inc.,
a Broker/Dealer, Member FINRA/SIPC to residents of: AZ, CA, CO, FL, HI, IA, ID, IL, KS, LA, MI, MN, MO, NC, NM, NV, OH, OK, SD, TX, VA, WA and WI.
